Years of Industry Experience: 8
Years with CWB McLean & Partners: Joined in June 2021
Ensuring good governance in our firm is what makes Tinashe such an invaluable part of it. Having 2 years’ experience in Regulatory Compliance and 6 years in the legal industry, his robust knowledge as a Compliance Analyst assures that Investment Industry Regulatory Organization of Canada (IIROC) regulatory requirements are always fully met.
Tinashe safeguards the reputation of our employees and Portfolio Managers, ensuring they act within various regulatory requirements and internal policies/procedures. This includes attention to anti-money laundering/counter-terrorist financing (AML/CTF) and privacy requirements, mitigating reputational damage, regulatory sanction and discipline, minimizing civil litigation, staying abreast of research changes and minding developments in the securities industry.
Drawing from his previous experience, Tinashe brings knowledge of the legal and regulatory field, legal research and document drafting, as well as court appearance and negotiating settlements.
Tinashe holds a Bachelor of Laws (LLB) degree from Nelson Mandela University in South Africa, and a Certificate of Accreditation from the Federation of Law Societies of Canada.
Hobbies and Interests:
In his spare time, Tinashe enjoys spending time with his daughter, playing or watching soccer and basketball, and watching investigative and current affairs programs.
As a proud supporter of Goodwill and the Edmonton Food Bank, Tinashe believes that people can sometimes take their ability to put food on their table for granted, forgetting about those who are unable to even afford a meal. In his view, it’s our job as a community to take care of our own.